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powers of sebi

Avatar 37a3bd7bc7328f0ead2c0f6f635dddf60615e676e6b4ddf964144012e529de45 asked

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4 Answers
Data?1494421730 answered

Dear Friend > Powers of SEBI -- Power to call periodical returns from recognized stock exchanges. -- Power to compel listing of securities by public companies. -- Power to levy fees or other charges for carrying out the purposes of regulation. -- Power to call information or explanation from recognized stock exchanges or their members. -- Power to grant approval to bye-laws of recognized stock exchanges. -- Power to control and regulate stock exchanges. -- Power to direct inquiries to be made in relation to affairs of stock exchanges or their members. -- Power to make or amend bye-laws of recognized stock exchanges. -- Power to grant registration to market intermediaries. -- Power to declare applicability of Section 17 of the Securities Contract (Regulation) Act 1956, in any State or area, to grant licenses to dealers in securities. Thanks

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Data?1494421738 answered

> `1. Powers relating to stock exchanges & intermediaries` SEBI has wide powers regarding the stock exchanges and intermediaries dealing in securities. It can ask information from the stock exchanges and intermediaries regarding their business transactions for inspection or scrutiny and other purpose. > `2. Power to impose monetary penalties` SEBI has been empowered to impose monetary penalties on capital market intermediaries and other participants for a range of violations. It can even impose suspension of their registration for a short period. > 3. Power to initiate actions in functions assigned SEBI has a power to initiate actions in regard to functions assigned. For example, it can issue guidelines to different intermediaries or can introduce specific rules for the protection of interests of investors. > `4. Power to regulate insider trading` SEBI has power to regulate insider trading or can regulate the functions of merchant bankers. > `5. Powers under Securities Contracts Act` For effective regulation of stock exchange, the Ministry of Finance issued a Notification on 13 September, 1994 delegating several of its powers under the Securities Contracts (Regulations) Act to SEBI. SEBI is also empowered by the Finance Ministry to nominate three members on the Governing Body of every stock exchange.

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Avatar 37a3bd7bc7328f0ead2c0f6f635dddf60615e676e6b4ddf964144012e529de45 answered

**POWERS OF SEBI** Power to make regulations Government powers which has currently delegated to SEBI Power of recognition of stock exchanges. Power to make or amend rules Power to call for information Power for penalising Powers to issue directions Power to file complaints. Thanks

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 20180702 145746 answered

1. Powers relating to stock exchanges & intermediaries SEBI has wide powers regarding the stock exchanges and intermediaries dealing in securities. It can ask information from the stock exchanges and intermediaries regarding their business transactions for inspection or scrutiny and other purpose. 2. Power to impose monetary penalties SEBI has been empowered to impose monetary penalties on capital market intermediaries and other participants for a range of violations. It can even impose suspension of their registration for a short period. 3. Power to initiate actions in functions assigned SEBI has a power to initiate actions in regard to functions assigned. For example, it can issue guidelines to different intermediaries or can introduce specific rules for the protection of interests of investors. 4. Power to regulate insider trading SEBI has power to regulate insider trading or can regulate the functions of merchant bankers. 5. Powers under Securities Contracts Act For effective regulation of stock exchange, the Ministry of Finance issued a Notification on 13 September, 1994 delegating several of its powers under the Securities Contracts (Regulations) Act to SEBI. SEBI is also empowered by the Finance Ministry to nominate three members on the Governing Body of every stock exchange. 6. Power to regulate business of stock exchanges SEBI is also empowered to regulate the business of stock exchanges, intermediaries associated with the securities market as well as mutual funds, fraudulent and unfair trade practices relating to securities and regulation of acquisition of shares and takeovers of companies.

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