Uma
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veeru
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A merchant banker shall maintain high standards of integrity, dignity and fairness in the conduct of its business.
A merchant banker shall fulfil its obligations in a prompt, ethical, and professional manner.
A merchant banker shall at all times exercise due diligence, ensure proper care and exercise independent
professional judgement.
A merchant banker shall endeavour to ensure that –
(a) inquiries from investors are adequately dealt with;
(b) grievances of investors are redressed in a timely and appropriate manner
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lochan
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1. A merchant banker shall make all efforts to protect the interest of investors.
2. A merchant banker shall maintain high standards of integrity, dignity and fairness in the conduct of its business.
3. A merchant banker shall fulfil its obligations in a prompt, ethical, and professional manner.
4. A merchant banker shall at all times exercise due diligence, ensure proper care and exercise independent
professional judgement.
5. A merchant banker shall endeavour to ensure that –
(a) inquiries from investors are adequately dealt with;
(b) grievances of investors are redressed in a timely and appropriate manner;
(c) where a complaint is not remedied promptly, the investor is advised of any further steps which may be
available to the investor under the regulatory system.
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