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Duties and responsibilities of merchant banker

Avatar 37a3bd7bc7328f0ead2c0f6f635dddf60615e676e6b4ddf964144012e529de45 Uma asked almost 3 years ago

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Avatar 37a3bd7bc7328f0ead2c0f6f635dddf60615e676e6b4ddf964144012e529de45 veeru answered almost 3 years ago

A merchant banker shall maintain high standards of integrity, dignity and fairness in the conduct of its business. A merchant banker shall fulfil its obligations in a prompt, ethical, and professional manner. A merchant banker shall at all times exercise due diligence, ensure proper care and exercise independent professional judgement. A merchant banker shall endeavour to ensure that – (a) inquiries from investors are adequately dealt with; (b) grievances of investors are redressed in a timely and appropriate manner

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Avatar 37a3bd7bc7328f0ead2c0f6f635dddf60615e676e6b4ddf964144012e529de45 lochan answered almost 3 years ago

1. A merchant banker shall make all efforts to protect the interest of investors. 2. A merchant banker shall maintain high standards of integrity, dignity and fairness in the conduct of its business. 3. A merchant banker shall fulfil its obligations in a prompt, ethical, and professional manner. 4. A merchant banker shall at all times exercise due diligence, ensure proper care and exercise independent professional judgement. 5. A merchant banker shall endeavour to ensure that – (a) inquiries from investors are adequately dealt with; (b) grievances of investors are redressed in a timely and appropriate manner; (c) where a complaint is not remedied promptly, the investor is advised of any further steps which may be available to the investor under the regulatory system. thanks

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