Banking Professional Credit Risk & Operational Risk

Industry Endorsed Certificate in Risk Management Online Course

A complete video lecture on Industry Endorsed Certificate in Risk Management Online Course.It include Credit & Operational Risk (Training+Certification) + Market Risk (Training)

Overview of Industry Endorsed Certificate in Risk Management Online Course

Market Risk - This program under Risk Management,covers how to measure and monitor market risk in practice in a bank/financial institution. It covers the RBI norms relating to market risk,and also tells you how to implement a good risk management system internally. Credit and Operational Risk - This program under Risk Management,covers two key risks under Basel norms - Credit and Operational Risk. It covers how credit risk is measured and the RBI Capital Adequacy norms relating to them. There is a separate course on how to measure and monitor Operational Risk in a bank/FI.

Table of contents

Course Outline

ChapterTopics
Initial Public Offering - Issuance Process

IPO Issuance Process: A detailed discussion on various topics on an IPO issuance. It includes - Role of registrar, SEBI guidelines for IPO eligibility, IPO grading, Draft Red Herring Prospectus (DRHP), Listing agreement, Pricing the issue, Book building process, Allotment.

Drafting the Offer Document

SEBI Guidelines - Key features & Contents of Offer Document:An understanding on the key features of the offer document, such as - 'Issue Details','Capital Structure','Project Details', etc.

Marketing, Launch & Completion of Issuance

Marketing the Issue: An understanding on various topics related to the marketing of the issue, such as - 'Pre-issue advertisement guidelines', 'Format of the issue advertisement', etc.Launch and Completion of Issue: A detailed discussion on various collaterals, and activities related to launch and completion of the issue, such as - 'Abridged Prospectus','IPO Announcements','Auction (French/ Dutch)','Book Building' etc.Post Issue Activities: An understanding of Investor grievances redressal, Post-issue Monitoring Report to SEBI.QIP Issue : SEBI guidelines for QIP issue.Rights Issues & Bonus Issues: SEBI guidelines.

Depository Receipts (DRs)

Types of DRs : American Depository Receipts (ADRs), Global Depository Receipts (GDRs), European Depository Receipts (EDRs), Indian Depository Receipts (IDRs).ADR Structure : Sponsored level 1 ADRs, Sponsored level 2 ADRs, Sponsored level 3 ADRs.Tax Treatment : Taxation on ADR investments.

Issuance Process of Depository Receipts

Participants involved in ADR/GDR Issuance: A discussion on roles of various participants in the ADR/ GDR issuance process, such as - 'The Issuing Corporation','Local Custodian Bank','Sponsor Bank', etc.ADR Norms in India : Norms for usage of Receipts, Norms for pricing of ADR.Fungibility & Reverse Fungibility: A step by step scenario based discussion on the concept of 'Fungibility' and 'Reverse Fungibility'.Issuance Process : A step wise illustration on the issuance process of 'Sponsored Level 1 ADRs'.Other Regulations : A discussion on regulations related to Issue expenses, Intimation to RBI, etc.Key Documentation : Form F-1, Form 20F, Form F-6.IDR and its Issuance Process.

Commercial Paper(CP)

Features of CP: An understanding on features of Commercial Paper, such as - Tenor, Issuance, Security, Coupon.Who can issue CPs?: Description on the eligibility criteria - 'Tangible Net Worth', 'Working Capital Limit' etc.Credit Rating Requirements: A discussion on the need of credit rating agency in CP issuance process, rules for credit rating agencies, minimum rating, rating duration, validity period, etc.Participants in CP Issuance Process : Issuer, Investor, Depository, IPA.Day Count Conventions: Understand the convention about interest rates, such as - 'Act/360', 'Act/365', '30/360', 'Act/Act'.CP Issuance Process : Steps involved in CP issuance process.CP Redemption Process : A discussion on the role of various participants, and the steps involved in the CP redemption process.Responsibilities of Merchant Banker - A brief coverage on the responsibilities of a merchant banker in the issuance of a CP, such as - 'Credit Rating', 'Document Verification', 'Adherence to RBI norms', etc.

Bonds/Debentures

Types of Bonds : A discussion on Plain vanilla, Callable, Puttable and Convertible bonds.Key Terms: Understanding of the key terms related to the bonds, such as - Face Value, Maturity, Coupon Rate, Yield etc.Bond Issuance Process: A step by step discussion on the issuance process of bonds, such as - Preparation & Approval Marketing & Pricing: A discussion covering the topics such as - 'Obtaining a Credit Rating','Agency Agreement','Filing of Draft','Pre-issue details','Abridged Info Memorandum', etc.Launch & Completion: An understanding of the activities related to launch and completion of the issuance process, such as - 'Book Building','Listing Approval', 'Listing at Designated Stock Exchanges', etc.Redemption of Debentures.Rollover of Debentures: Guidelines for rollover.Convertible Bonds.Foreign Currency Convertible Bonds (FCCBs): A discussion on characteristics, issue process, SEBI and RBI guidelines on FCCB Issues, FCCB - prepayment/buyback.

About faculty of Industry Endorsed Certificate in Risk Management Online Course

Promod Radhakrishnan
He joined ICICI from campus, and subsequently worked with CTS in the BFSI practice, before moving to Oracle as a Director of Sales with their Financial Services Consulting Practice in North East US. He is a certified Financial Risk Manager from GARP.

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